Bank audit

While carrying out audit of financial statements of the bank of its year-end results to express opinion on reliability of the annual balance and the profit report our auditor will provide necessary advice and also make suggestions to optimize accounting and taxation.

The contract on audit can provide for interim audit which helps to discover and adjust violations in proper time accounting and preparation of financial statements and accounting reporting.

Along with the auditor's report and the detailed report of the results of the carried out audit, at client's request the auditors can provide the report to the bank directors stating briefly violations, including errors corrected while carrying out audit.

If necessary "FinExpertiza" Ltd. provides services related to International Financial Reporting Standards.

Banks that concluded with our company the audit contract have the opportunity to get real-time advice during contract validity.

Credit institutions are rendered services related to audit procedure or provided separately:

• Advice on accounting, taxation, exchange regulation and also application and interpretation of legislation of Russian Federation;
• Verification and confirmation of calculation accuracy of the bank stock;
• Verification and confirmation of prospectus and reports of the results of securities issue;
• Analysis and evaluation of the advances portfolio;
• Elaboration of different schemes taxation optimization;
• Analysis and elaboration of the financial position of the credit institution;
• Organization audit of subsidiary credit institutions, branch offices, departments and representation offices at the initiative of the proprietors, potential investors and customers;
• Adjustment of documents of association and business legal structure of the credit institution in accordance with effective legislation;
• Accounting and legal support of the clients while they are checked by revenue services and other control authorities, and also examination of acts of documentary due diligence of tax bodies and preparation on their basis of the expert advice;
• Evaluation of state and efficiency of the internal control system in the bank;
• Elaboration of the accounting policy of the bank, different intrabank provisions, methods and procedures;
• Control for the correspondence of procedures relating to bank reorganization as merger or joining to effective legislation of Russian Federation;
• Advice rendering to liquidation commission of bank with revoked license while carrying out liquidation procedures and also rendering servicing to prepare interim liquidation and liquidation balance-sheets.

In addition we can propose you a new service - evaluation of the bank personnel.

Personnel evaluation includes:

• Coordination with the Bank of the requirements specifications, including:
  • bank units in which the evaluation takes place;
  • number of evaluated employees;
  • degree of complexity of questions which can depend on the position.
• Elaboration of questions for tests;
• Creation of individual tests and their confirmation by the Bank;
• Development and adoption of the Evaluation Rules, which provide for:
  • place, time for fulfillment of test tasks, other procedural details;
  • evaluation system of completed tests and ascertainment of correct answers, which determine the successful passing of the evaluation;
  • procedure of processing of evaluation results.

Evaluation and check of results can be carried out as by our specialists as by adequate bank employees.

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